Situational Analysis & Compliance Framework

• Initial Assessment
• Development of Compliance Framework
• Gap identification between Initial Assessment and Compliance Framework
• Advisory on filling the Gaps
• Implementation of Compliance Framework

Awareness & Orientation

• Basic awareness workshops for employees and management
• Capacity Building
• Specific Training Sessions

Advisory & Representation

• Application & Scope of Core Principles
• Compliance Management
• Reg Tech
• Documentation (Polices & Procedures)
• Representation before the Authority/Tribunal/Court

Health Check

• Compliance Review (Regulatory/Procedural & Documentation)
• Risk Assessment
• Compliance Profiling
• Remediation